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| NASDAQ Aims to facilitate capital formation in the public and private sector by developing, operating and regulating a liquid, efficient and fair securities market. |   |
| New York Stock Exchange (NYSE) Its purpose is to add value to the capital-raising and asset- management process by providing the highest- quality and most cost-effective self-regulated marketplace for the trading of financial instruments, promote confidence in and understandi. |   | |
| National Association of Bond Lawyers Provides education on state and municipal bonds and other obligations, provides a discussion forum, and advocates for its members at all governmental levels. |   | |
| North American Securities Administrators Association, Inc.(NASAA) The oldest international organization devoted to investor protection, Canada, the (NASAA) consists of state/provincial securities agencies in the United States and Mexico. |   | |
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